Compliance without exception
A consultation that has not cleared compliance does not happen, whatever it is worth.
Exceptions are how compliance frameworks fail. Not through a decision to abandon the framework, but through a sequence of individually reasonable accommodations: the urgent brief, the important client, the expert who is nearly clear. We do not make those accommodations, and we would rather lose the engagement than hold a record we could not show a regulator or an investment committee.
What this means in practice
- Declarations and consent are completed per engagement, never carried over from a previous one
- A moderator ends a consultation that approaches a boundary, and the client is not charged
- Compliance records are append-only and exportable, so the framework is auditable rather than asserted